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Enforcement

  • Enforcement Trends
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Mar. 15, 2023

Compliance Takeaways From Activision Blizzard's $35-Million SEC Resolution Regarding Whistleblower Protections and Workplace Misconduct

Mar. 15, 2023

Silicon Valley Bank: Receivership, Ripple Effects and Reactions

Mar. 15, 2023

DOJ Incentivizes Self-Disclosure Once More With Guidance for U.S. Attorneys’ Offices

Mar. 1, 2023

Deputy Assistant AG Miller Discusses Robust DOJ Anti-Corruption Efforts, Stressing Individual Accountability, Self-Reporting, Remediation and Cooperation

Feb. 15, 2023

Corporate Enforcement Policy Revisions: Parsing the Policy for the Path to a Declination

Feb. 15, 2023

ABC Trends in 2023 Include ESG

Feb. 1, 2023

Corporate Enforcement Policy Revisions: A More Amenable DOJ Looks to Negotiate

Jan. 18, 2023

Discussing 2022 Enforcement Results, SEC Enforcement Director Stresses Trust-Building Measures

Jan. 4, 2023

Insiders Tsao, Soltes and Kahn Share Insights on Investigations

Jan. 4, 2023

Anti-Corruption Day Video Spotlight: Sub-Saharan Africa, E.U. and U.K.

Dec. 21, 2022

Top FCPA Officials Discuss the State of Compliance and Advise on Negotiations, Presentations and When to Cooperate

Dec. 21, 2022

2022 FCPA Year in Review: Clawbacks, Messaging Apps and More Enforcement to Come

Dec. 21, 2022

Anti-Corruption Day Video Spotlight: Mexico and Brazil

Nov. 9, 2022

DOJ, Private Practitioners and Past Monitors Discuss Best Practices and Trends in Corporate Monitorships

Oct. 26, 2022

Addressing the Apparent Asymmetry Between Corporate Criminal Enforcement Actions in the U.K. and the U.S.

Oct. 26, 2022

NewAge Looks to Complete Winddown Following Sale in Chapter 11, Caused in Part by FCPA Investigation Expenses

Oct. 26, 2022

Revised Monaco Memo Affects Compensation, Clawbacks and Monitorships

Oct. 12, 2022

SEC Action and Commissioner Peirce’s Statement Shed Light on CCO Liability

Oct. 12, 2022

How the Revised Monaco Memo Alters Deal Making and Strategy

Sep. 28, 2022

Dealing With the SFO After Its “Fundamental Failures”

Sep. 28, 2022

A PR Blitz as DOJ Fine-Tunes Its Corporate Enforcement Policies

Sep. 14, 2022

Calculating Restitution: What Corporate Defendants Can Learn From Credit Suisse Securities’ Settlement Negotiations

Jul. 20, 2022

Corporate Compliance and Enforcement Hot Topics With IBM VP Una Dean

Jun. 22, 2022

Fifth Circuit Decision Could Hamstring SEC Enforcement Abilities

May 25, 2022

Dan Kahn Reflects on the DOJ’s Compliance Evolution

May 25, 2022

Lessons From Airbus on Third-Party Corruption Risk Mitigation

May 11, 2022

DOJ Is Evolving Its Focus and Encourages Companies to Join 

Apr. 27, 2022

Can Compliance Certifications Empower CCOs?

Apr. 27, 2022

Corruption Risks and Anti-Corruption Compliance in Latin America

Apr. 27, 2022

Recent Indictments Demonstrate DOJ’s Pursuit of Individuals

Apr. 13, 2022

Filip Factor Presentations in the Wake of the Monaco Memo

Mar. 30, 2022

The Federal Government’s 2022 Priorities: Crackdown on White-Collar Crime by Pursuing Individuals

Mar. 16, 2022

Impact of the Pandemic on Investigations

Mar. 2, 2022

Staying Ahead of the New U.S. Anti-Corruption Strategy

Mar. 2, 2022

The Monaco Memo: The Corporate Crime Advisory Group

Mar. 2, 2022

Global Corruption Snapshot: Latin America, India, Africa and Russia

Feb. 16, 2022

The Monaco Memo: Considering All Prior Misconduct

Feb. 16, 2022

Global Corruption Snapshot 2022: U.S. and China

Feb. 2, 2022

The Monaco Memo: A Shift in the Monitorship Cost/Benefit Analysis

Jan. 19, 2022

Quick Look at 2021 Anti-Corruption Enforcement Developments

Jan. 19, 2022

The Monaco Memo: A Roll Back on Individuals and Cooperation

Dec. 15, 2021

Former SEC Enforcement Director Discusses Her New Role and Changes to SEC Enforcement Approach

Dec. 15, 2021

2021 Year in Review: A Slow Year but a Full Pipeline

Dec. 15, 2021

2021 Year in Review: Proactive Investigations

Dec. 1, 2021

Recent Speeches Outline the Ethos, Direction and Priorities of the SEC’s Division of Enforcement Under Gurbir Grewal

Nov. 10, 2021

Navigating India’s Evolving Corruption Risk Landscape: The Local Landscape

Nov. 10, 2021

The Accountability Message: What DOJ’s Policy Updates on Corporate Crime Mean for Compliance Officers

Oct. 27, 2021

Navigating India’s Evolving Corruption Risk Landscape: FCPA Actions

Oct. 13, 2021

Electronic Communications: Useful Training Techniques and Policies and Procedures to Adopt

Sep. 29, 2021

Electronic Communications: Current Technological Landscape and Relevant Regulatory Measures

Sep. 29, 2021

Restitution in FCPA Cases: Who Is a Victim of Foreign Corruption?

Aug. 18, 2021

A Deep Dive Into the NDAA: Liu, Disgorgement and Implications for FCPA Investigations

Aug. 4, 2021

Will the Biden Task Force Change the Corruption Landscape in Central America’s Northern Triangle?

Jun. 9, 2021

Post-COVID Compliance Strategies: Investigations and Enforcement

Jun. 9, 2021

Defense Counsel and Public Prosecutor Discuss the Evolving Anti-Corruption Enforcement Environment in the Netherlands

May 12, 2021

Lessons on Compliant Speaker Programs From the OIG’s Life Sciences Fraud Alert

Apr. 28, 2021

Cain and Kahn Offer Insights on FCPA Enforcement to an International Audience

Apr. 14, 2021

SFO Head Lisa Osofsky on Post-Pandemic Priorities, Brexit, DPAs and the KBR Decision

Apr. 14, 2021

Introduction to FARA: Enforcement and Compliance

Apr. 14, 2021

Latin American Corruption in the Crosshairs of the Biden Administration

Mar. 31, 2021

Cryptocurrency and Corruption: The Future of FCPA Enforcement?

Mar. 31, 2021

Former CFTC Enforcement Director on Interagency Cooperation, Whisteblowers and What’s to Come

Mar. 17, 2021

The SEC’s New Disgorgement Powers: Questions and Consequences

Mar. 17, 2021

Evolving Global Anti-Corruption Efforts: Africa, Latin America, South Korea and Russia

Mar. 17, 2021

An Introduction to FARA: The New Risk Environment

Mar. 3, 2021

FCPA Evolution Through an M&A Lens: The Compliance Value-Add

Mar. 3, 2021

An Introduction to FARA: Definitions and Exemptions

Feb. 17, 2021

TI’s 2020 CPI Lowers U.S. Ranking and Links Corruption to Healthcare Spend

Feb. 17, 2021

Evolving Global Anti-Corruption Efforts: U.S., China and India

Feb. 3, 2021

Five Takeaways From Congress’ Codification and Extension of SEC’s Disgorgement Authority

Jan. 20, 2021

Navigating an Aggressive AML and Sanctions Enforcement Environment: Risks and Frameworks

Jan. 20, 2021

2020 in Review: Data- and Culture-Driven Compliance

Jan. 20, 2021

FCPA Evolution Through an M&A Lens: How M&A Impacted FCPA Enforcement and Guidance 

Jan. 6, 2021

2020 in Review: More Coordination, Fewer Monitors

Jan. 6, 2021

Quick Look at 2020 Policy Changes

Dec. 16, 2020

ICO Hones GDPR Enforcement Approach With Reduced Fines for British Airways, Marriott and Ticketmaster

Dec. 16, 2020

2020 in Review: Big FCPA Numbers Despite a Pandemic

Nov. 11, 2020

Trends in and Nuances of Negotiating NPAs, DPAs and Declinations

Nov. 11, 2020

SEC Commissioner Peirce Shares Views on Personal Liability for CCOs

Sep. 30, 2020

DOJ’s Long Arm Over Latin America: Recent Trends and Future Risks From Extraterritorial Application of U.S. Laws

Aug. 5, 2020

DOJ’s Kahn Discusses Layers of “Swiss Cheese” Compliance With AB InBev and UPS Experts

Jul. 22, 2020

New Head Says the Criminal Division Is Open for Business

Jun. 24, 2020

Insights on Negotiating With the DOJ: How the Process Has Changed

Jun. 10, 2020

A Side-by-Side Look at Recent Revisions to the ECCP

Jun. 10, 2020

Bank Hapoalim Tax Settlement Provides Insight into Cooperation Credit

May 27, 2020

Lessons From the First DOJ PPP Fraud Prosecutions

May 27, 2020

DOJ, SEC Offer Dialogue, Understanding as Enforcement Continues During Pandemic

May 27, 2020

Silver Decision Clarifies Scope of “Official Acts” in Domestic Bribery Cases

Apr. 15, 2020

After Hoskins: Critical Takeaways from the Most Important FCPA Trial in Years

Apr. 15, 2020

How a Brazilian Supreme Court Ruling May Hamper the Fight Against Corruption

Apr. 15, 2020

Is the Procurement Collusion Strike Force a New Frontier for Cartel Enforcement?

Apr. 15, 2020

Opportunities for Anti-Corruption Compliance Enhancements While Working Remotely

Apr. 1, 2020

COVID-19 Economic Relief Packages Bring Fraud Risks

Mar. 18, 2020

Airbus: The Value of Cooperation

Mar. 4, 2020

SFO Compliance Guidance Distills but Does Not Illuminate Enforcer Expectations

Feb. 5, 2020

Bribery Cases Against SNC-Lavalin and Its Executive End With Mixed Results for Canadian Enforcement

Jan. 22, 2020

Quick Look at 2019 Policy Changes

Jan. 22, 2020

How Anti-Corruption and Antitrust Enforcement Align

Jan. 8, 2020

AAG Benczkowski Wants Prosecutors to Be Compliance Sophisticates

Jan. 8, 2020

2019 FCPA Enforcement Highlights and Trends

Dec. 11, 2019

Understanding and Mitigating Third-Party Discount Risk

Dec. 11, 2019

FCPA Enforcers Tout Transparency, the Defense Bar Responds

Nov. 13, 2019

In New Guidance, SFO Outlines Internal Investigation Expectations

Oct. 30, 2019

How Companies Can Respond to the Boom in FCPA Enforcement Fueled by International Cooperation

Oct. 30, 2019

New DOJ Guidance Offers a Gentler Standard on Inability-to-Pay Claims

Oct. 16, 2019

In New Guidance, SFO Indicates It Wants Companies to Waive Privilege

Oct. 2, 2019

Understanding and Mitigating Sub-Party Risk

Oct. 2, 2019

DOJ’s Miner Talks Individuals, Big Data and More Guidance to Come

Sep. 18, 2019

SFO Guidance Moves Toward Transparency but Offers No Guarantees

Sep. 4, 2019

Five Considerations in Cross-Border Anti-Corruption Matters

Aug. 7, 2019

DOJ’s 2019 Enforcement Activities Demonstrate a Continued Commitment to FCPA Enforcement

Aug. 7, 2019

Lessons in Self-Reporting and Cooperation From the Walmart Settlement

Jul. 24, 2019

Analyzing Walmart’s Unique Monitorship and Its Compliance Failures and Fixes

Jul. 10, 2019

A Side-by-Side Look at How Walmart’s Monitor Agreement Compares to Previous Monitor Agreements

Jul. 10, 2019

Revisiting the China Initiative: Will the Focus on FCPA Prosecutions of Chinese Companies Produce Results?

Jul. 10, 2019

Walmart Finally Settles for $282M and a Monitor

Jun. 12, 2019

Conducting Internal Investigations in the Shadow of U.S. v. Connolly

Jun. 12, 2019

Why International Companies Are Integrating the ECCP Into Their Compliance Programs

May 29, 2019

CFTC’s Director of Enforcement Explains Decision to Regulate Foreign Corruption

May 29, 2019

A Close Look at the New ECCP’s Commentary on Compliance

May 15, 2019

Analyzing the DOJ’s New Evaluation of Corporate Compliance Programs

May 15, 2019

A Side-by-Side Look at How the Revised ECCP Compares to the Original

May 15, 2019

Convictions, Clarity and Compliance: The Continued Evolution of Canadian Bribery Enforcement

May 1, 2019

The Pipe Is Always Full: FCPA Enforcement Officials Predict Business As Usual

May 1, 2019

Practical Implications of the CFTC’s Enforcement Advisory on Foreign Corrupt Practices

Apr. 03, 2019

Updates to the Corporate Enforcement Policy Attempt to Address Company Concerns

Apr. 03, 2019

Examining Transparency International’s 24th Annual Corruption Perception Index: Key Critiques and Takeaways

Apr. 03, 2019

How AFA Compliance Program Controls Are Changing the French Anti-Corruption Compliance Landscape

Mar. 20, 2019

DOJ’s Rosenstein and Benczkowski Discuss Individual Accountability, Transparency, Proportionality and the Corporate Enforcement Policy

Mar. 20, 2019

The Developing Anti-Corruption Battle Between the United States and China

Feb. 20, 2019

Quick Look at Recent DOJ Policy Changes

Feb. 20, 2019

Recent DOJ Alum Sandra Moser Discusses Maximizing Cooperation Credit

Feb. 6, 2019

When Is an Individual “Substantially” Involved in a Crime?

Jan. 23, 2019

DOJ’s Precarious Plan to Trade Its Compliance Counsel for Internal Training and Expertise

Jan. 23, 2019

Changes to Justice Manual on Individual Prosecutions Moderate but Preserve the Yates Memo

Jan. 9, 2019

FCPA Prosecutions and the C-Suite

Jan. 9, 2019

The DOJ’s “New” Monitor Policy: Carefully Selected Monitors, Thoughtfully Scoped Monitorships

Jan. 9, 2019

Corruption Enforcers Discuss Benefits and Pitfalls of Increasing International Cooperation

Jan. 9, 2019

Recent Developments in Latin American Anti-Corruption Enforcement

Dec. 12, 2018

DOJ’s Focus on Compliance Expands Beyond the FCPA, Cronan Says

Dec. 12, 2018

The DOJ’s “New” Monitor Policy: An Announcement of the Obvious

Dec. 12, 2018

The DOJ’s FCPA Corporate Enforcement Policy One Year Later

Nov. 28, 2018

What Does a “Bigger and Stronger” SFO Mean for Companies?

Nov. 14, 2018

Government and Defense Attorneys Discuss Hot-Button SEC Issues

Oct. 31, 2018

Will the FCPA Be Used to Prosecute Domestic Bribery Cases?

Aug. 8, 2018

Government Enforcers From Argentina, Brazil and the U.S. Discuss Recent Victories

Aug. 8, 2018

Miner’s First Speech As a Criminal Division Leader Focuses on M&A

Jul. 25, 2018

As the U.K. Bribery Act Turns Seven, Experts Take Its Pulse

Jul. 11, 2018

What SocGen and Legg Mason Say About French and American Enforcement

Jul. 11, 2018

Piling On? Examining the Reality of Multi-Jurisdictional FCPA Resolutions

Jun. 27, 2018

Anti-Corruption Enforcement Continues to Increase Around the World

Jun. 27, 2018

SocGen Reaches Historic Deal With France and U.S., Legg Mason Tags Along

Jun. 13, 2018

Anti-Corruption Enforcement Continues Apace Under New Administration

May 30, 2018

Making Sense of the DOJ’s New Statements on Disappearing Messaging Apps

May 30, 2018

Joint Head of Bribery at the SFO Discusses the Agency’s Priorities

May 16, 2018

An Insider’s Take on France’s New Approach to Foreign Corruption

May 16, 2018

Deciphering De-Conflictions: An Interview With WilmerHale’s Kimberly Parker

May 16, 2018

How Significant Is the DOJ’s New Directive on Coordination?

May 2, 2018

SEC and DOJ Officials Predict That Current FCPA Enforcement Trends Will Continue, Defense Attorneys Agree

Apr. 18, 2018

DOJ Steers the Compliance Conversation Toward Culture

Apr. 18, 2018

ACR Program Examines FCPA Enforcement and Local Anti-Corruption Efforts in China and Singapore

Apr. 18, 2018

The History and Reach of dd-3 Jurisdiction and Lessons for Companies Investigating Potential Violations

Apr. 4, 2018

Any Decrease in FCPA Enforcement Under Trump Will Be Overshadowed by International Enforcement, Experts Predict

Feb. 7, 2018

Analyzing 2017 SEC Enforcement Activities and Their 2018 Implications

Jan. 24, 2018

Lessons Learned From the First-Ever French Convention Judiciaire d’Intérêt Public Concluded With HSBC

Jan. 24, 2018

SEC Signals Aggressive Stance on Individual Responsibility, Including Potential CCO Liability, in FY 2017 Annual Report

Dec. 13, 2017

Rosenstein Announces New FCPA Corporate Enforcement Policy and Promises Ongoing Enforcement

Dec. 13, 2017

Top FCPA Officials Discuss How International Cooperation and Individual Prosecutions Are Reshaping Anti-Corruption Enforcement, the Defense Bar Responds

Nov. 15, 2017

Broken Windows, Admissions and Stale Conduct: The State of Enforcement at the SEC

Nov. 15, 2017

From FCPA Prosecutor to Company Protector: An Insiders’ View on the Current Climate

Nov. 1, 2017

Stars of the FCPA Bar Discuss Recent Enforcement Developments

Oct. 18, 2017

Are U.K. Enforcement Authorities Sending the Wrong Message to Companies?

Oct. 4, 2017

Massive Telia Settlement Indicates International Cooperation Will Continue Under New Administration

Sep. 20, 2017

Top SEC Officials Put Mr. and Ms. 401K at the Forefront but Say No Big Changes to Enforcement to Come

Sep. 20, 2017

Significant Sentences May Signal Continuing Commitment to Individual FCPA Enforcement

Aug. 16, 2017

How the SEC May Circumvent the Five-Year Statute of Limitations on Disgorgement Under Kokesh v. SEC

Aug. 2, 2017

Former SEC and DOJ Attorneys Discuss Thorny FCPA Questions on Jurisdiction and Liability

Jun. 21, 2017

Channeling the Channel-Partner Risk: Addressing Anti-Corruption Risk with Channel Partners in the Technology Sector

Jun. 21, 2017

SEC Enforcement After Kokesh

Jun. 7, 2017

SEC and DOJ Address Corporate Concerns About Future FCPA Enforcement

May 24, 2017

A Rare Jury Conviction for a Bribe-Taker Proves the Worth of FBI Foreign Corruption Units 

May 24, 2017

Regional Risk Spotlight:  Rafael Jimenez-Gusi Discusses Corruption Perceptions and Compliance Expectations in Spain

May 24, 2017

Current and Former FCPA Officials Debate Enforcement Trends and Strategies

Apr. 26, 2017

DOJ Seeks to Reassure on FCPA Enforcement

Mar. 1, 2017

2016 Brought Heavy Enforcement, a Flurry of Settlements and Disruption to the FCPA Space

Feb. 1, 2017

A New Era in FCPA Disclosure

Jan. 18, 2017

Jay Holtmeier of WilmerHale Discusses What’s to Come After a Blockbuster Year of FCPA Enforcement

Dec. 21, 2016

Government and Defense Bar Perspectives on the New Weapons in the FCPA Arsenal

Dec. 7, 2016

Ceresney and Yates Continue to Stress Individual Accountability, Voluntary Reporting and Cooperation

Nov. 9, 2016

DOJ and SEC Continue to Stress the “Holy Trinity” of Self-Disclosure, Cooperation and Remediation 

Jun. 1, 2016

SEC’s Brockmeyer, DOJ’s Kahn Discuss Recent FCPA Enforcement Trends

Jun. 1, 2016

Current and Former Agents Discuss the Five Pillars of the FBI’s FCPA Strategy

May 18, 2016

Earning Cooperation Credit Under the Fraud Section’s FCPA Pilot Program (Part Three of Three)

May 18, 2016

Yates on the Yates Memo

May 4, 2016

Employee Interviews in Internal Investigations After Yates: A Conversation With Quinn Emanuel and EY

May 4, 2016

Effective FCPA Compliance Strategies in the Wake of the Panama Papers

May 4, 2016

How Will the Fraud Section’s Pilot Program Change Voluntary Self-Reporting? (Part Two of Three)

Jan. 27, 2016

Former Prosecutor Nat Edmonds Discusses the Implications of the Recent Changes to the U.S. Attorneys’ Manual (Part Two of Two)

Jan. 13, 2016

Former Prosecutor Nat Edmonds Discusses the Implications of the Recent Changes to the U.S. Attorneys’ Manual (Part One of Two)

Jan. 13, 2016

Examining New DOJ Compliance Counsel Hui Chen’s Four Elements of a Successful Compliance Program

Dec. 16, 2015

Brockmeyer and Stokes Offer Four Benefits of Cooperation and Four Ways Companies Can Go Wrong in Their Internal Investigations

Dec. 2, 2015

Top FCPA Enforcers Discuss Evolving and Diverging Enforcement Approaches and the Defense Bar Responds

Dec. 2, 2015

Ceresney and Caldwell Remarks Highlight New SEC Self-Reporting Policy, Cooperation, Remediation and Transparency

Dec. 2, 2015

How the Expanding Petrobras Scandal May Spark a New Era of Multi-Lateral Enforcement

Nov. 18, 2015

DOJ Compliance Counsel Hui Chen Is on the Job and Looking for Key Aspects of Strong Compliance Programs

Nov. 18, 2015

U.S. Attorneys’ Manual Changes Announced by Yates Push Companies to Provide More Information About Individuals

Nov. 18, 2015

The SEC’s Kara Brockmeyer Answers Hot-Button Enforcement Questions

Nov. 4, 2015

Former DOJ Prosecutors Weigh In on Self-Reporting, Individual Prosecutions, International Cooperation and Enforcement Tactics

Oct. 21, 2015

A Defense Lawyer, a Prosecutor and a Witness Discuss Cooperating with the Government

Oct. 7, 2015

How Will the Yates Memo Change DOJ Enforcement? (Part Two of Two)

Sep. 23, 2015

How Will the Yates Memo Change DOJ Enforcement? (Part One of Two)

Aug. 19, 2015

Mayer Brown Attorneys Discuss Global Corruption Risk in the Financial Services Industry

Aug. 19, 2015

James Tillen of Miller & Chevalier Talks 2015 Enforcement Trends and Predictions

Aug. 5, 2015

Four Compliance Lessons from Lesser-Known FCPA Cases

Aug. 5, 2015

DOJ’s New FCPA Compliance Counsel: A Fairer Assessment for Companies

Jul. 22, 2015

Mitigating Corruption Risk in the Middle East (Part One of Two)

Jul. 8, 2015

Government Officials and Defense Bar Offer Insights on FCPA Enforcement, Voluntary Disclosure and Cooperation

Jun. 24, 2015

FCPA Enforcement Officials and Defense Bar Advise on Anti-Corruption Compliance Policies

Jun. 10, 2015

FCPA Enforcement Officials and Defense Bar Debate FCPA Policy

May 27, 2015

Prosecutors and Defense Lawyers Discuss FCPA Risk Areas, Government Expectations and the Length of Investigations

Apr. 29, 2015

Top FCPA Officials Discuss Government Tactics and Lessons from Enforcement Actions

Mar. 18, 2015

Ceresney, Focusing on Pharma, Discusses SEC Enforcement Priorities and Compliance Expectations

Feb. 18, 2015

Private Equity FCPA Enforcement: High Risk or Hype?

Feb. 18, 2015

Identifying and Addressing FCPA Exposure for Lenders

Jan. 21, 2015

Preparing for the Increasing Role of Whistleblowers in FCPA Enforcement

Jan. 21, 2015

FCPA Corporate Settlements of 2014: Details, Trends and Compliance Takeaways

Dec. 17, 2014

Top FCPA Officials Talk Compliance Tips and the Defense Bar Weighs In

Dec. 17, 2014

Key Compliance Takeaways from the OECD Foreign Bribery Report

Dec. 3, 2014

Top FCPA Enforcers Tout Voluntary Disclosure and Warn About International Cooperation; The Defense Bar Responds

Dec. 3, 2014

Caldwell and Ceresney Push Companies on FCPA Compliance, Cooperation and Self-Reporting

Dec. 3, 2014

OECD Launches “New Weapon” in Global Push to Fight Corruption

Nov. 19, 2014

Finding Synergies in OFAC and FCPA Compliance

Sep. 10, 2014

Mitigating Bribery Risks Using Financial Controls, Risk Assessments and Leveraging Internal Resources

Sep. 10, 2014

Analyzing and Addressing Corruption Risks in Southeast Asia

Jul. 9, 2014

Davis Polk FCPA Experts Assess Global Anti-Corruption Trends (Part Two of Two)

Jun. 25, 2014

Davis Polk FCPA Experts Assess Global Anti-Corruption Trends (Part One of Two)

Jun. 11, 2014

Doing Business in India: Avoiding Corruption Risks and Monitoring Compliance Programs

Jun. 11, 2014

FCPA Compliance Strategies for Hedge Funds and Private Equity Firms

May 28, 2014

Corruption Considerations for Private Fund Managers: An Interview with Molo Lamken Partner Justin Shur

May 14, 2014

Global Enforcement Developments Evaluated by FCPA Experts

May 14, 2014

Compliance Leaders from Citigroup and Morgan Stanley Examine FCPA Risks and Solutions for Financial Institutions

May 14, 2014

Global Enforcement Developments Evaluated by FCPA Experts

Apr. 30, 2014

Deputy Attorney General James Cole Discusses the Hallmarks of Successful Compliance Programs and Individual Prosecutions

Apr. 30, 2014

FCPA Experts in the Public and Private Sector Share Seven Lessons from Recent Cases (Part Two of Two)

Apr. 16, 2014

FCPA Experts in the Public and Private Sector Share Seven Lessons from Recent Cases (Part One of Two)

Apr. 16, 2014

Former Special Inspector General for Iraq Reconstruction Discusses Middle East Anti-Corruption Compliance Strategies

Apr. 2, 2014

Top DOJ and SEC Officials Discuss FCPA Enforcement Priorities and Mechanics

Apr. 2, 2014

In Final Speech as Criminal Division Head, Mythili Raman Emphasizes DOJ’s Focus on Anti-Corruption Efforts, Highlighting Individual Convictions and Foreign Cooperation

Mar. 19, 2014

Corruption Risks and Compliance Programs in the Oil & Gas Industry: An Interview with Samuel Cooper of Paul Hastings LLP

Mar. 19, 2014

Eye-Opening Report Helps Companies Tackle European Corruption Risks  

Feb. 19, 2014

A Synthesis of Top Firms’ FCPA 2013 Year in Review Insights

Feb. 19, 2014

Corruption Risk and the Changing Legal Climate in Latin America

Feb. 19, 2014

Six Things Every Business Lawyer Needs to Know About the FCPA

Jan. 22, 2014

Assessing the Year in FCPA Enforcement and Looking Ahead

Jan. 8, 2014

A Perspective from the FCPA Defense Bar on Brockmeyer and Duross’ “Year In Review”: Interview with Danforth Newcomb, of Shearman & Sterling

Dec. 18, 2013

Charles Duross and Kara Brockmeyer Discuss What Matters to Regulators When Negotiating FCPA Settlements (Part Two of Two)

Dec. 18, 2013

FCPA Corporate Settlements of 2013: Details, Trends and Compliance Takeaways

Dec. 18, 2013

What Private Fund Managers Must Know About FCPA Enforcement

Dec. 4, 2013

Four Ways the SEC Enforcement Landscape Is Changing and Why They Matter to FCPA Practitioners

Dec. 4, 2013

Charles Duross and Kara Brockmeyer Discuss Five FCPA Enforcement Trends That Matter to Regulators: Individual Prosecutions, Administrative Proceedings, Global Coordination, Corporate Monitors and Third Parties (Part One of Two)

Nov. 20, 2013

The Changing Dynamics of Anti-Corruption Enforcement in Brazil

Nov. 6, 2013

The Anti-Corruption Report, Berkeley Research Group and Paul Hastings to Present Webinar on the Impact of Recent Initiatives on SEC Enforcement

Nov. 6, 2013

DOJ FCPA Unit’s John Buretta and Shearman & Sterling’s Dan Newcomb Offer Public and Private Perspectives on Key FCPA Challenges

Nov. 6, 2013

Five Lessons from 2013 FCPA Enforcement: Transaction Monitoring, International Cooperation, Documenting Hiring Decisions, Risk Assessments and Individual Prosecutions

Oct. 23, 2013

K&L Gates Panel Reviews Anti-Corruption Enforcement in the U.S., the U.K., China, Australia, Latin America, Africa, Southeast Asia and Russia

Oct. 23, 2013

How the New Brazilian Anti-Corruption Law Impacts U.S. Corporations

Oct. 23, 2013

Why the Direct Access Partners Case Matters for Financial Sector Anti-Corruption Compliance

Sep. 26, 2013

Transparency International Report Finds That Poor Legislative Oversight of Defense Spending Increases Corruption Risk

Aug. 7, 2013

How Can Financial Services Firms and Employees Avoid FCPA Liability?

Aug. 7, 2013

Seven Lessons from China’s Bribery Investigation of GlaxoSmithKline 

Jul. 24, 2013

U.K. Practitioners Discuss the Prospect of Enforcement Actions Under the U.K. Bribery Act, Advantages of Deferred Prosecution Agreements and Proposed Sentencing Guidelines

Jul. 10, 2013

Seven Key Trends That Are Changing the FCPA Enforcement and Compliance Landscape

Jun. 26, 2013

OECD Working Group’s 2013 Report on Global Anti-Bribery Efforts Shows Lackluster Performance

Jun. 26, 2013

Acting Assistant Attorney General Raman Highlights DOJ Commitment to FCPA Enforcement

May 29, 2013

Top Government and Private FCPA Practitioners Discuss Global Enforcement, Self-Reporting, Facilitation Payments, M&A Due Diligence, Jurisdiction and NPAs

Apr. 3, 2013

SEC’s FCPA Unit Chief and Top Practitioners Address the Role of Financial Controls in FCPA Compliance Policies, Internal Investigations, Self-Reporting and Related Topics

Apr. 3, 2013

Lessons from the Latest Anti-Corruption Developments in the U.K., Brazil and China

Mar. 6, 2013

Knowing Your Partners: Three Steps to Reduce FCPA Risk from Third Party Intermediaries

Jan. 23, 2013

In Possible Sign of Escalation of Canadian Anti-Bribery Enforcement, Griffiths Energy Agrees to Pay $10.35 Million to Resolve CFPOA Charges

Jan. 23, 2013

Combating Bribery North of the 49th: A Wake-Up Call for Companies Doing Business in Canada

Dec. 12, 2012

Recent Developments in U.K. Bribery Act Enforcement: SFO Head Green Speaks, Abbot Group Settles and Rolls-Royce Reveals Bribery Investigation

Nov. 28, 2012

Top Government Officials Discuss FCPA Enforcement Actions Initiated During 2012 and Their Significance

Nov. 7, 2012

ABA Panel Focuses on Trends in SEC Enforcement of the FCPA and Strategies for Negotiating Civil FCPA Settlements

Nov. 7, 2012

Litigation, Settlement and Risk Management Lessons Learned from Recent FCPA Trials

Nov. 7, 2012

Kroll Survey Identifies Global Fraud Trends and Risks in Europe, the Middle East and Africa

Oct. 3, 2012

Anti-Corruption Compliance in the Age of Global Enforcement

Oct. 3, 2012

Why the Current Regime Is Effective at “Busting Bribery”: An Interview with Professor Dan Danielsen, Co-Author of the Open Society Foundations’ Report on Corruption

Sep. 19, 2012

Chief of the DOJ’s Criminal Division Defends the Use of Deferred Prosecution Agreements in FCPA Enforcement Actions

Sep. 19, 2012

Transparency International Reports “Inadequate” Worldwide Enforcement of OECD Anti-Bribery Convention

Sep. 5, 2012

Fines, Victims, the Three Buckets of FCPA Costs and FCPA Reform: An Interview with Mike Koehler, the FCPA Professor (Part Two of Two)

Sep. 5, 2012

Grant Thornton Webinar Highlights FCPA and U.K. Bribery Act Enforcement Trends (Part One of Two)

Aug. 22, 2012

Compliance Implications of the Current Enforcement Climate: An Interview with Mike Koehler, the FCPA Professor (Part One of Two)

Aug. 8, 2012

Shearman & Sterling Report Identifies Trends in FCPA Enforcement

Jul. 25, 2012

International Corruption Risks Facing Financial Institutions

Jul. 25, 2012

An Interview with Judge Stanley Sporkin, the “Father of the FCPA” (Part Two of Two)

Jul. 25, 2012

Corruption and the Arab Spring: Compliance Implications for International Companies

Jul. 25, 2012

Hughes Hubbard Analyzes Trends and Extracts Lessons from Recent FCPA Enforcement

Jul. 11, 2012

An Interview with Judge Stanley Sporkin, the “Father of the FCPA” (Part One of Two)

Mar. 1, 2023

Deciphering Mixed Signals: The Impact of ABB Ltd.’s (Third) FCPA Resolution

Feb. 1, 2023

Honeywell’s Well-Done Damage Control? Assessing the Resolution

Jan. 18, 2023

No Longer a Slap on the Wrist: SEC Penalties and Sentences on the Rise

Jan. 18, 2023

Honeywell’s Well-Done Damage Control? How It Settled the Petrobras Problem and Dodged a Monitor

Dec. 7, 2022

Google’s DOJ Legal Process Settlement Shows Increased Focus on Data Preservation

Dec. 7, 2022

ABB Settles With Multiple Authorities for Its Third FCPA Strike

Nov. 9, 2022

Lessons From the Conviction of Uber’s Former CISO

Oct. 26, 2022

SEC and CFTC Wall Street Resolutions Highlight Need for Communication and Records Compliance

Oct. 12, 2022

SEC Fines Recidivist Oracle $23 Million for Lax Compliance Controls, FCPA Violations

Oct. 12, 2022

Brazilian Airline Resolutions Show Need to Manage Legislative and Lobbying Corruption Risks

Sep. 14, 2022

Robinhood Resolution a First for Cryptocurrency Enforcement in NY

Jun. 22, 2022

$78-Million SEC Resolution, But No DOJ Prosecution for Tenaris Despite Recidivism

Jun. 22, 2022

Glencore Pleads Guilty and Agrees to Pay $1.1 Billion to Multiple Authorities, But Can It Change?

May 11, 2022

Stericycle Settlement Offers Clues on the Monaco Memo in Practice

Mar. 16, 2022

Implications of DOJ’s Pursuit of the Crypto-Laundering Couple

Mar. 16, 2022

KT Settlement Highlights Need for Controls to Prevent Slush Funds

Mar. 2, 2022

JPMorgan Fined $200 Million for Failure to Maintain Electronic Communication Records

Dec. 15, 2021

WPP’s SEC Settlement Highlights Five Common Mistakes Companies Make When Entering the Indian Market

Dec. 1, 2021

Credit Suisse Slides Settlement for Mozambique Deal Gone Wrong Under the Wire

Nov. 10, 2021

Petrofac Sentence Highlights the Value of Cooperation Versus Remediation

Nov. 10, 2021

Credit Suisse Settles Bribery Allegations With SEC but DOJ Focuses on Investor Fraud

Oct. 27, 2021

Navigating India’s Evolving Corruption Risk Landscape: FCPA Actions

Oct. 13, 2021

Advertising Giant WPP’s Aggressive Growth Strategy Leads to SEC Settlement

Jul. 21, 2021

M&A Lessons From the Amec Foster Wheeler Resolutions

Jan. 20, 2021

Tough Times and Lax Third-Party Oversight Lead to Second Deutsche Bank FCPA Settlement

Dec. 16, 2020

Vitol Settles First CFTC Action Involving Foreign Corruption, Defers Prosecution With DOJ

Nov. 11, 2020

Significant Remediation Spares Goldman Sachs a Monitor in Biggest FCPA Settlement in History

Nov. 11, 2020

Beam Suntory Pays $19.6M, Winning No Credit From DOJ for Previous SEC Settlement

Oct. 28, 2020

J&F Investimentos’ FCPA Settlement Sheds Light on DOJ Policies and Acquisition Integration

Sep. 30, 2020

More Petrobras Fallout: Sargeant Marine Pleads Guilty

Sep. 16, 2020

Herbalife Nutrition Sheds $123 Million to Resolve FCPA Problems in China

Sep. 16, 2020

Petrobras Denouement: Fixer Zwi Skornicki Gets Probation and a $50K Fine from the E.D.N.Y.

Sep. 2, 2020

World Acceptance Corp. Resolves “Bags of Cash” Allegations With SEC, Winning DOJ Declination

Aug. 5, 2020

Insights on Negotiating With the DOJ: The Filip Factors and Compliance Presentations

Jul. 22, 2020

Lessons on Honoraria and Research Grants From the Alexion Settlement

Jul. 8, 2020

Novartis and Subsidiaries Settle FCPA Cases for $346M, Avoiding a Monitor Despite Recidivism

Apr. 29, 2020

Behind Eni’s $24.5M FCPA Settlement for Actions of Minority-Owned Subsidiary

Mar. 18, 2020

A Risky Business Model in China Costs Cardinal Health $8.8M

Mar. 4, 2020

Compliance Lessons From the Airbus Settlement

Feb. 19, 2020

Airbus Case Marks a Milestone in International Anti‑Corruption Cooperation

Jan. 8, 2020

DOJ Charges Former Executives of Herbalife Subsidiary in China with FCPA Violations

Jan. 8, 2020

Lessons from Telecom Giant Ericsson’s Billion-Dollar Record-Setting Deal

Dec. 11, 2019

Samsung Heavy Industries Resolves Petrobras-Related FCPA Charges With a Split Fine

Oct. 30, 2019

Bribes Funneled Through PE Fund Lead to Westport Fuel and CEO’s $4.1M SEC Settlement

Oct. 16, 2019

Barclays Resolves Hiring Practices Problems With the SEC for $6.3M

Oct. 16, 2019

Quad/Graphics Self-Reports FCPA and Sanctions Violations, Earning a DOJ Declination and Small SEC Fine

Oct. 2, 2019

Juniper Networks Resolves SEC Charges for $11.7M After Allowing Subsidiary Misconduct to Continue for Years

Oct. 2, 2019

“A Slap on the Wrist”: Former Cognizant COO Settles SEC Bribery Charges for $50,000

Sep. 18, 2019

Washing Away the Stains of Corruption: Self-Cleaning in Danish Public Procurement Law

Sep. 18, 2019

Deutsche Bank Nepotism Settlement Shows Policies Are Not Enough

Aug. 7, 2019

Lessons in Self-Reporting and Cooperation From the Walmart Settlement

Aug. 7, 2019

$25M Microsoft Settlement Highlights Channel Partner Risk and the Value of Tech in Remediation

Jul. 24, 2019

Analyzing Walmart’s Unique Monitorship and Its Compliance Failures and Fixes

Jul. 10, 2019

$296M TechnipFMC Settlement Shows Petrobras Fallout Is Far From Over

Jul. 10, 2019

Walmart Finally Settles for $282M and a Monitor

May 15, 2019

Telefônica’s Settlement Demonstrates the Dangers of Lavish Hospitality Programs

May 1, 2019

Firing on All Cylinders: What to Expect in the PDVSA Investigation and How Companies Should Respond

Apr. 17, 2019

German Medical Device Company Settles Allegations of Pervasive Global Bribery With SEC and DOJ

Apr. 17, 2019

Firing on All Cylinders: U.S. Enforcement Efforts Against Venezuelan State-Owned Oil Company PDVSA

Apr. 03, 2019

What the $850 Million MTS Settlement Signals About FCPA Enforcement, Disclosure and Cooperation

Mar. 06, 2019

Cognizant Settles With the SEC and Receives a DOJ Declination, but Top Executives Face Charges

Jan. 9, 2019

Polycom Settles Chinese Bribery Charges With SEC, but DOJ Declination Accounts for Most of the Disgorgement 

Jan. 9, 2019

Eletrobras’ Many Facets: Victim, Wrongdoer, State-Owned Entity, Issuer and More

Jan. 9, 2019

FCPA Prosecutions and the C-Suite

Dec. 12, 2018

Weak Internal Controls Land Vantage Drilling $5M Petrobras-Related Settlement

Nov. 14, 2018

Lessons on Preventing Top-Down Corruption From the Petrobras Settlement

Oct. 31, 2018

Privilege, Data Privacy and Human Resources in Cross‑Border Investigations

Oct. 31, 2018

State-Owned Entity, Victim and Perpetrator: The Special Case of Petrobras

Oct. 17, 2018

Life As an FCPA Recidivist: How Stryker’s Seemingly Minor Violations Became a Major Problem

Oct. 17, 2018

Petrobras Finally Inks Deal With SEC and DOJ to Resolve Allegations of Systemic Bribery

Oct. 3, 2018

How Much Golf Is Too Much Golf? Lessons From the UTC SEC Settlement

Sep. 19, 2018

Sanofi SEC Settlement Offers Lessons on Pharma Discounts, Samples and Receipts

Sep. 19, 2018

Putting a Bow on the Legg Mason Settlement With a $34 Million Payment to the SEC

Sep. 19, 2018

Hoskins and Ho Decisions Clarify the Jurisdictional Reach of the FCPA

Jul. 25, 2018

Beam Suntory Is the Latest Victim of the Beverages Industry in India

Jul. 25, 2018

Credit Suisse Signs NPA to Settle Princeling Allegations Despite Less-Than-Full Cooperation and Remediation

Jul. 11, 2018

Piling On? Examining the Reality of Multi-Jurisdictional FCPA Resolutions

Jun. 27, 2018

SocGen Reaches Historic Deal With France and U.S., Legg Mason Tags Along

Jun. 13, 2018

Anti-Corruption Enforcement Continues Apace Under New Administration

May 16, 2018

Big Deals? Panasonic and Subsidiary Settle FCPA and Exchange Act Charges for $280 Million

May 2, 2018

Dun & Bradstreet Settles for $9 Million with SEC and Receives DOJ Declination for China Subsidiary Misconduct

Apr. 4, 2018

Inadequate Post-Acquisition Controls Result in a $950,000 Settlement for Kinross Gold

Mar. 21, 2018

Elbit’s $500,000 Settlement Signals the SEC’s Ongoing Commitment to Rewarding Companies for Cooperation

Mar. 21, 2018

Transport Logistics’ Inability to Pay a Large Penalty Yields a $2 Million Deal in Russian Corruption Scheme

Mar. 7, 2018

What Companies Operating in Asia Need to Know About 2017 ABAC Settlements

Jan. 10, 2018

Local Experts Weigh In on Keppel’s $422 Million Trilateral Anti-Corruption Settlement

Dec. 13, 2017

SBM Offshore Reaches FCPA Settlement After a Reopened DOJ Investigation

Oct. 18, 2017

Alere Settles Accounting Fraud and FCPA Charges for $13 Million

Oct. 4, 2017

Massive Telia Settlement Indicates International Cooperation Will Continue Under New Administration

Aug. 2, 2017

Content Requirements in Angola Cost Halliburton More Than $29 Million in SEC Disgorgement and Penalties

Aug. 2, 2017

LBI and Its Monitor Discuss Getting the Most Out of a Monitorship

May 10, 2017

Magyar Telekom Individual Defendants Settle Bribery Claims From 2005

Apr. 12, 2017

Managing Subsidiary Risks: Culture and Communication (Part Two of Three) 

Mar. 15, 2017

Repeat FCPA Offender Orthofix Settles Brazilian Bribery Charges With the SEC 

Mar. 1, 2017

SFO Arrives in the Anti-Corruption Premier League With Rolls-Royce Settlement

Mar. 1, 2017

2016 Brought Heavy Enforcement, a Flurry of Settlements and Disruption to the FCPA Space

Feb. 15, 2017

Rolls-Royce Settlement Offers Lessons on How to Pay Commissions Without Corruption

Feb. 15, 2017

$30M SQM Settlement Demonstrates the Hazards of Discretionary Accounts for CEOs and Charitable Donations to the Politically Connected

Feb. 1, 2017

Brazilian Enforcers Are MVPs in Odebrecht and Braskem Settlements (Part Two of Two)

Feb. 1, 2017

Successor Liability in the Spotlight With Mondelēz’s $13M FCPA Settlement After Purchase of Cadbury India 

Feb. 1, 2017

After Two Extensions of Its DPA, Zimmer Biomet Settles Further FCPA Charges for $30M

Jan. 18, 2017

Odebrecht and Braskem: Myriad Bribes, Two Companies and One Multibillion Dollar Global Settlement (Part One of Two)

Jan. 18, 2017

General Cable Pays $75 Million to Settle Wide-Ranging Bribery Scheme Based on Agents and Distributors

Nov. 9, 2016

Och-Ziff’s Settlement Offers Five Compliance Lessons for Hedge Fund Managers and Private Equity Investors 

Nov. 9, 2016

Embraer Uses Sleight-of-Hand Payments to Third-Party Agents to Sell Planes Around the World, Landing It More Than $200M in U.S. Fines

Nov. 9, 2016

Employee Discipline and Internal Investigations After the Yates Memo

Oct. 26, 2016

Dirty Dealings in Africa Result in SEC and DOJ Settlements for Och-Ziff and Two Executives

Oct. 26, 2016

Mitigating the Corruption Risk Posed by Vendors in China 

Oct. 12, 2016

A Close Look at the DOJ’s New Declination-Plus-Disgorgement Settlement Approach

Oct. 12, 2016

GSK SEC Settlement Highlights Multi-Jurisdictional Enforcement Risk

Oct. 12, 2016

Subsidiary Corruption, a Troublesome Joint Venture and a Fired Whistleblower: AB InBev’s Route to a $6 Million SEC Settlement

Sep. 28, 2016

SEC Settles FCPA Case With the Former CEO of Harris Corp.’s Chinese Subsidiary but Declines to Go After Harris

Sep. 28, 2016

A Charitable Donation to Avoid a Fine in China Nets Nu Skin an SEC Fine Instead

Sep. 14, 2016

Familiar Schemes Land AstraZeneca $4 Million of Disgorgement and Small Penalty

Aug. 10, 2016

LATAM’s Delayed Self-Report and Inadequate Remediation Result in FCPA Fine Above Sentencing Guideline Minimum

Jul. 27, 2016

Could Johnson Controls Have Prevented the Flagrant Circumvention of Its Revamped Compliance Program?

Jul. 13, 2016

The Pilot Program in Practice: A Comparison of Pre- and Post-Program Resolutions

Jun. 29, 2016

The DOJ Deploys Carrots and Sticks in Analogic FCPA Settlement

Jun. 15, 2016

How Nortek and Akamai Escaped SEC and DOJ Prosecution for Chinese Bribery

Apr. 20, 2016

A Shady Consultant and Lackluster Accounting in China Wins Sands a $9 Million Penalty

Apr. 20, 2016

Dan Newcomb Discusses the Unusual Second Extension of Biomet’s DPA

Apr. 6, 2016

Travel Agency Abuse, Falsified Expense Reports and Other Hospitality Blunders Lead to $25 Million Novartis Settlement

Mar. 9, 2016

Qualcomm’s $7.5 Million Settlement for Princeling Hirings Enabled by Three Key Compliance Failures

Mar. 9, 2016

Five Stages of Corruption and Myriad Internal Controls Failures: Compliance Takeaways From the VimpelCom Settlement

Mar. 9, 2016

Canadian Health Science Company and Employee Settle Civil FCPA Charges in Failed Quest for Drug Distribution in Russia

Feb. 24, 2016

Excessive Power for Junior Employees and Lavish Trips for Foreign Officials Lead to $28 Million PTC Settlement

Feb. 24, 2016

VimpelCom Settlement Highlights U.S. Government’s New Holistic Approach to Anti-Corruption Enforcement

Feb. 10, 2016

Travel Agencies, Fapiao and Hospitality: $12.8 Million SciClone Settlement Highlights Diversity of Risk in China

Dec. 16, 2015

Brockmeyer and Stokes Offer Four Benefits of Cooperation and Four Ways Companies Can Go Wrong in Their Internal Investigations

Dec. 2, 2015

Ceresney and Caldwell Remarks Highlight New SEC Self-Reporting Policy, Cooperation, Remediation and Transparency

Oct. 7, 2015

Remediation, Cooperation and No Bribery Allegations Net Hyperdynamics a $75,000 Civil FCPA Settlement

Oct. 7, 2015

“No Money, No Prescription” Attitude in China Leads Bristol-Myers Squibb to $14 Million SEC Penalty

Oct. 7, 2015

Lack of Training and Due Diligence Leads to $19 Million Penalty for Hitachi

Sep. 9, 2015

The Collateral Effects of FCPA Violations: Recent Developments in Civil Cases

Sep. 9, 2015

Miller & Chevalier’s Ellis Offers Insights from Former SAP Employee’s FCPA Guilty Plea and SEC Settlement

Aug. 19, 2015

BNY Mellon Settles Nepotism-Related Charges for $14.8 Million

Aug. 19, 2015

James Tillen of Miller & Chevalier Talks 2015 Enforcement Trends and Predictions

Aug. 5, 2015

Dissecting Mead Johnson’s $12 Million Chinese Baby Formula Bribe Settlement

Jul. 22, 2015

No Discount and a Three-Year Monitor: Dissecting LBI’s $17.1 Million FCPA Settlement

Jun. 24, 2015

To Resolve Kuwaiti Bribery Charges, IAP Pays $7.1 Million and Former Executive Pleads Guilty

Apr. 15, 2015

$9.5 Million SEC FLIR Settlement Emphasizes Benefits of Self-Reporting and Importance of Internal Controls

Apr. 1, 2015

Learning from the Extension of Biomet’s DPA

Mar. 4, 2015

$16 Million Goodyear SEC Settlement Highlights M&A Risks and Subsidiary Liability

Mar. 4, 2015

Alston & Bird Experts Assess Eli Lilly’s Belated DOJ Declination

Feb. 4, 2015

In Rare DPA, SEC Resolves FCPA Claims with PBSJ over Middle-Eastern Bribes

Jan. 21, 2015

FCPA Corporate Settlements of 2014: Details, Trends and Compliance Takeaways

Jan. 7, 2015

Recordbreaking Alstom Criminal FCPA Settlement Results from Wide-Ranging Bribery Scheme and Lack of Cooperation

Jan. 7, 2015

Anti-Corruption Compliance Lessons from the Avon Settlements

Dec. 17, 2014

Scientific Instrument Company Bruker Settles Civil FCPA Action for $2.4 Million, Raising Recurrent FCPA Themes

Dec. 17, 2014

Dallas Airmotive Resolves Criminal FCPA Charges for $14 Million Through a DPA

Dec. 3, 2014

Caldwell and Ceresney Push Companies on FCPA Compliance, Cooperation and Self-Reporting

Dec. 3, 2014

Top FCPA Enforcers Tout Voluntary Disclosure and Warn About International Cooperation; The Defense Bar Responds

Nov. 19, 2014

SEC Sanctions Two FLIR Systems Employees for Bribing Saudi Officials

Nov. 5, 2014

Layne Christensen Resolves FCPA Civil Charges After DOJ Declination; Details Its Extensive Cooperation

Nov. 5, 2014

Bio-Rad Settles FCPA Charges for $55 Million through DOJ Non-Prosecution Agreement and SEC Administrative Action

Aug. 6, 2014

Smith & Wesson Resolves FCPA Charges with the SEC, Avoids DOJ Charges

Jun. 25, 2014

Davis Polk FCPA Experts Assess Global Anti-Corruption Trends (Part One of Two)

Apr. 30, 2014

FCPA Implications of Recent Decisions on Judicial Monitoring of DPAs, Statutes of Limitations and Jurisdiction

Apr. 16, 2014

Three Regions, Four Settlement Tools and $108 Million: HP Entities Resolve Criminal and Civil FCPA Charges 

Apr. 2, 2014

Weak FCPA Compliance Program and Lack of Cooperation Cited in Marubeni’s $88 Million Guilty Plea

Mar. 19, 2014

Lessons from Frederic Cilins’ Guilty Plea to Obstruction of a Criminal FCPA Probe

Feb. 19, 2014

When Should a Company Voluntarily Disclose an FCPA Investigation?

Feb. 19, 2014

A Synthesis of Top Firms’ FCPA 2013 Year in Review Insights

Feb. 19, 2014

Former Siemens Executives Receive Record-Breaking Individual FCPA Fines in Default Judgment

Jan. 22, 2014

Four Hallmarks of Permissible Gifts and Entertainment: Insight from PepsiCo and Paul Hastings

Jan. 22, 2014

$384 Million Alcoa Civil and Criminal FCPA Settlement Highlights the Risks of Third-Party Relationships

Jan. 8, 2014

ADM’s $54 Million Civil and Criminal FCPA Settlement: Numerous Bribery Schemes, Tax Evasion and the Effect of Cooperation

Dec. 18, 2013

FCPA Corporate Settlements of 2013: Details, Trends and Compliance Takeaways

Dec. 4, 2013

Oil and Gas Company Weatherford Settles Civil and Criminal FCPA Charges for $153 Million

Dec. 4, 2013

SEC’s First-Ever Individual DPA Comes Amid Judge Rakoff’s Criticism of Tactics

Dec. 4, 2013

Four Ways the SEC Enforcement Landscape Is Changing and Why They Matter to FCPA Practitioners

Nov. 6, 2013

Five Lessons from 2013 FCPA Enforcement: Transaction Monitoring, International Cooperation, Documenting Hiring Decisions, Risk Assessments and Individual Prosecutions

Nov. 6, 2013

Four Takeaways from Stryker’s $13 Million Civil Settlement of FCPA Internal Control Violations

Oct. 23, 2013

Why the Direct Access Partners Case Matters for Financial Sector Anti-Corruption Compliance

Oct. 23, 2013

Diebold Inc. Resolves Civil and Criminal FCPA Charges Related to Bribery in China, Indonesia and Russia for $48 Million

Oct. 9, 2013

Conducting Effective Due Diligence on Third Parties:  An Interview with Gwen Romack, Director of Global Anti-Corruption at Hewlett-Packard

Sep. 26, 2013

A Comparison and Examination of DOJ Compliance Program Requirements in FCPA Settlement Agreements

Aug. 7, 2013

After a Protracted Battle About Reporting Requirements, Judge Leon Approves a $10 Million FCPA Settlement Between IBM and the SEC

Jul. 10, 2013

Seven Key Trends That Are Changing the FCPA Enforcement and Compliance Landscape

Jun. 12, 2013

Compliance Lessons from Total S.A.’s $398 Million FCPA Settlement: Foreign Cooperation, Compliance Monitors, Broad Jurisdiction and the Effect of Reluctant Cooperation with the DOJ and SEC

May 1, 2013

SEC’s NPA with Ralph Lauren, the Agency’s First Ever, Modifies the M&A Due Diligence Requirements Traditionally Included in DOJ DPAs, and Outlines Specific Actions That Constitute Effective Self-Reporting

Apr. 17, 2013

Civil FCPA Settlement by Dutch Electronics Giant Philips Continues Trend of “No-Charged Bribery Disgorgement” Cases

Apr. 17, 2013

For Individual FCPA Defendants, Providing Substantive Assistance Can Lead Directly to Downward Departures in Sentencing

Apr. 17, 2013

Parker Drilling DPA Provides a Checklist of Policies and Procedures That the DOJ Expects to See in an FCPA Compliance Program

Apr. 3, 2013

A Guide to Anti-Bribery Issue Spotting in China: Enforcement Trends, Third-Party Risks, Gift Giving, Travel Expenses, Foreign Officials and Due Diligence

Mar. 6, 2013

Major Chinese Petrochemical Company, Formed by Reverse Merger, Resolves Insider Trading and FCPA Charges with the SEC

Mar. 6, 2013

How to Find a Business-Minded Compliance Monitor and Minimize Reporting Requirements When Negotiating an FCPA Settlement (Part Two of Three)

Feb. 20, 2013

One U.S. District Court in New York Affirms Broad Jurisdictional and Temporal Reach of the FCPA While Another Dismisses FCPA Case for Lack of Contacts

Feb. 20, 2013

How to Find a Business-Minded Compliance Monitor and Minimize Reporting Requirements When Negotiating an FCPA Settlement (Part One of Three)

Jan. 9, 2013

Germany-Based Insurer Allianz Pays $12.3 Million to Resolve SEC’s Books and Records and Internal Controls FCPA Charges

Jan. 9, 2013

Judge’s Refusal to Approve Civil FCPA Settlement Raises Concerns for Future FCPA Settlements with the SEC

Jan. 9, 2013

Pharma Giant Eli Lilly Agrees to $29.4 Million Consent Judgment to Settle SEC Charges of FCPA Violations Arising Out of Its Operations in Russia, China, Brazil and Poland

Dec. 12, 2012

Integral Elements of Proactive and Pre-Merger Anti-Corruption Forensic Audits

Nov. 14, 2012

Landmark Early Termination of Pride International’s DPA Suggests That the DOJ May Offer Credit for Remedial Compliance Efforts Following an FCPA Prosecution

Nov. 7, 2012

ABA Panel Focuses on Trends in SEC Enforcement of the FCPA and Strategies for Negotiating Civil FCPA Settlements

Oct. 17, 2012

Friendly Relations? When Nepotism May Violate the FCPA

Oct. 3, 2012

Tyco Settles SEC and DOJ Charges Relating to FCPA Violations, Agrees to Pay Over $26 Million in Penalties, and Subsidiary Pleads Guilty to Criminal FCPA Charge

Sep. 5, 2012

A Seven-Step Process for Mitigating Corruption Risk When Engaging Third-Party Consultants in Brazil

Aug. 22, 2012

In Distributor Margin Case with the “Potential for Bribery,” Oracle Corporation Settles FCPA Books and Records Charges with the SEC for $2 Million

Aug. 8, 2012

Pfizer Subsidiaries Agree to Pay $60.2 Million to Settle Civil and Criminal FCPA Charges

Jul. 25, 2012

Nordam Agrees to Pay $2 Million – All It Can Pay – in Non-Prosecution Agreement With the DOJ Based on Chinese Bribes

Jul. 11, 2012

Orthofix International Agrees to Pay $7.5 Million to the SEC and DOJ to Settle Charges that It Bribed Mexican Officials with “Chocolates”

Jul. 11, 2012

Lessons Learned on Crafting FCPA Compliance Programs from the Largest FCPA Case in History

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Ion Analytics' Spotlight on Trailblazing Women

In honor of International Women’s Day, some of ION Analytics' editorial teams led by women interviewed notable women in the markets and industries we cover. In this part, Jill Abitbol and Rebecca Hughes Parker shone a spotlight on notable women in compliance and hedge fund, data privacy and cybersecurity, and anti-corruption law, including Amii Barnard-Bahn, Abigail Bell, Genna Garver, Jane Horvath, Barbara Li, Amy Mushahwar, Mara Senn and Carol Widger. The interviews are here.


Data, Culture, ESG and Scope Creep with GM's Michael Ortwein

Editor-in-Chief Rebecca Hughes Parker recently spoke with chief compliance officer and assistant general counsel at General Motors, Michael Ortwein, who shared his insights on top-of-mind issues in advance of his participation in this fall’s ACI FCPA Conference. 

The full video is here. The associated article is here.


Corporate Compliance and Enforcement Hot Topics With IBM VP Una Dean

Editor-in-Chief Rebecca Hughes Parker recently spoke with IBM's vice president and assistant general counsel of investigations Una Dean, who will be co-chairing ACI's FCPA conference this fall, about a range of hot compliance topics. 

The video is here


Quick Take on FARA

https://acuris.wistia.com/medias/wmb5vyeq2f

Global Editor-in-Chief Rebecca Hughes Parker discusses the Foreign Agents Registration Act (FARA) in this short video. For our three-part guide to FARA and the new risk environment, see here.

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