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Jan. 18, 2023

Discussing 2022 Enforcement Results, SEC Enforcement Director Stresses Trust-Building Measures

  • Vincent Pitaro
    Anti-Corruption Report
The SEC is working to fight the decline in public trust, Gurbir S. Grewal, Director of the Division SEC Division of Enforcement, emphasized as he announced the SEC’s enforcement results for the fiscal year that ended September 30, 2022, in an address at Securities Docket’s Securities Enforcement Forum. This article discusses the key takeaways from Grewal’s speech, with additional data points from the annual enforcement report. See “Gatekeepers and Service Providers Remain in the SEC’s Crosshairs" (Dec. 3, 2020).

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